Books by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.
Total count: 95
Protection of Shareholders' Rights Act of 1980hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session, on S. 2567 ... November 19, 1980.U.S. G.P.O.1981-01-01
Public Utility Holding Company Act amendments of 1983hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on S. 1174 ... June 14 and 15, 1983.U.S. G.P.O.1983-01-01
The Insider Trading Sanctions Act of 1983hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, second session, on H.R. 559 ... April 3, 1984.U.S. G.P.O.1984-01-01
The Treasury-Federal Reserve-SEC report on improper activities in the government securities markethearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on technological modernization of the auction process ... January 23, 1992.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1992-01-01
Legislation to amend the Public Utility Holding Company Act of 1935hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on how will the legislation affect the following items: (1) rates consumers pay for electricity, (2) competition in the power industry, (3) the nations [sic] energy supply for decades to come, and (4) federal and state laws designed to protect consumers and shareholders from abuses and conflicts of interest, September 17, 1991.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1992-01-01
Reauthorizations for the Securities and Exchange Commission, 1992-94hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... July 25, 1991.U.S. G.P.O.1992-01-01
Securities Investor Protection Act of 1991hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991.U.S. G.P.O.1992-01-01
The activities of Salomon Brothers, Inc., in treasury bond auctionshearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... September 11, and 12, 1991.U.S. G.P.O.1992-01-01
SEC oversight of investment advisershearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992.U.S. G.P.O.1992-01-01
State and local governments under stressthe role of the capital markets : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session ... March 13, April 24, 1991.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1992-01-01
The Small Business Incentive Act of 1992hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session ... March 26, 1992.U.S. G.P.O.1992-01-01![Cover image for Legislative proposals to facilitate the Small Business Loan Incentative [sic] Act of 1993](https://covers.openlibrary.org/b/id/4581460-S.jpg)
Legislative proposals to facilitate the Small Business Loan Incentative [sic] Act of 1993hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on S. 384 ... S. 422 ... S. 424 ... S. 479 ... March 4, 1993.For sale by the U.S. G.P.O., Supt. of Docs. Congressional Sales Office1993-01-01
Limited Partnership Rollup Reform Act of 1993, S. 424hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on S. 424, to amend the Securities Exchange Act of 1934 with respect to limited partnership rollups, April 20, 1993.U.S. G.P.O.1993-01-01
Reauthorizations for the Securities and Exchange Commission, 1994-95hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on to amend the Securities Exchange Act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal years 1994-95 ... July 29, 1993.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1993-01-01
The securities and financial marketshearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on the major issues facing Congress and the administration in the securities and broader financial markets relating to capital formation, job creation, and trends in trading and technology, May 20, 1993.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1993-01-01
Employee stock optionshearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on the proposal by the Financial Accounting Standards Board (FASB) exposure draft, "Accounting for stock-based compensation," to require companies to record a charge to their earnings upon the grant of an employee stock option, October 21, 1993.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1994-01-01
Oversight hearing on the mutual fund industryhearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session ... November 10, 1993.U.S. G.P.O.1994-01-01
Private litigation under the federal securities lawshearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on a growing increase in class-action securities litigation against publicly-traded companies, particularly high technology, accountants, outside directors, and lawyers, June 17 and July 21, 1993.U.S. G.P.O.1994-01-01
Securities litigation reform proposals, S. 240, S. 667, and H.R. 1058hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, first session ... March 2, 22, and April 6, 1995.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1995-01-01
The Securities Litigation Uniform Standards Act of 1997--S. 1260hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session, on S. 1260 ... October 29, 1997.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1998-01-01
Securities litigation abuseshearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... July 24, 1997.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1998-01-01
Derivatives disclosure and accountinghearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... March 4 and October 9, 1997.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1998-01-01
Social security investment in the securities marketshearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... April 30 and June 26, 1997.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office1998-01-01
Fees collected under the Securities Act of 1933 and the Securities Exchange Act of 1934hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session ... March 24, 1999U.S. G.P.O.2000-01-01
The status of "Corporate Trades I"hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session, on the private sector's voluntary initiative to provide more transparency in the corporate bond market, May 26, 1999.For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office2000-01-01