Clifford E. Kirsch

Identifiers

Open LibraryOL35783A

Top Subjects

United States (38)
Securities (22)
Legal status, laws (21)
Law and legislation (20)
Investment advisors (11)
Stockbrokers (9)
Financial services industry (8)

Books by Clifford E. Kirsch

Total count: 42

Investment adviser regulationa step-by-step guide to compliance and the law

Practising Law Institute1996-01-01
The Financial Services RevolutionUnderstanding the Changing Roles of Banks, Mutual Funds, and Insurance Companies1 edition

McGraw-Hill1996-08-01
Mutual Fund Regulation2 edition

Practising Law Institute2002-01-01
Investment Management Regulation, Second Edition2nd edition

Fathom Publishing Company2003-08-01
Financial Product FundamentalsLaw Business Compliance (Practising Law Institute's Corporate and Securities Law Library) (Practising Law Institute's Corporate and Securities Law Libr)

Practising Law Institute2004-11-01
The ABCs of investment adviser regulation

Practising Law Institute2006-01-01
ABCs of mutual funds 2009

Practising Law Institute2009-01-01
Fundamentals of investment adviser regulation 2009

Practising Law Institute2009-01-01
Fundamentals of broker-dealer regulation 2009

Practising Law Institute2009-01-01
Financial services industry regulatory compliance & ethics forum 2009

Practising Law Institute2009-01-01
Nuts and bolts of financial products 2009[understanding the evolving world of capital market and investment management products]

Practising Law Institute2009-01-01
Broker-dealer and adviser regulatory compliance forum 2010

Practising Law Institute2010-01-01
Fundamentals of broker-dealer regulation 2010

Practising Law Institute2010-01-01
Fundamentals of investment adviser regulation 2010

Practising Law Institute2010-01-01
Financial services industry regulatory compliance & ethics forum 2010

Practising Law Institute2010-01-01
Nuts & bolts of financial products 2010

Practising Law Institute2010-01-01
Fundamentals of mutual funds 2010

Practising Law Institute2010-01-01
Financial products survey 2011

Practising Law Institute2011-01-01
Fundamentals of mutual funds and exchange-traded funds 2011

Practising Law Institute2011-01-01
Financial services industry regulatory compliance & ethics forum 2011

Practising Law Institute2011-01-01
Registration under the Advisers Acta legal and compliance forum for new SEC advisers 2011

Practising Law Institute2011-01-01
Fundamentals of investment adviser regulation 2011

Practising Law Institute2011-01-01
Broker-dealer and adviser regulatory compliance forum 2011

Practising Law Institute2011-01-01
Fundamentals of broker-dealer regulation 2011

Practising Law Institute2011-01-01
Fundamentals of investment adviser regulation 2012

Practising Law Institute2012-01-01
Fundamentals of mutual funds and exchange-traded funds 2012

Practising Law Institute2012-01-01
Understanding financial products 2012

Practising Law Institute2012-01-01
Fundamentals of broker-dealer regulation 2012

Practising Law Institute2012-01-01
Broker-dealer and adviser regulatory compliance forum 2012

Practising Law Institute2012-01-01
Municipal securities activity by broker-dealers and advisers 2012

Practising Law Institute2012-01-01
Financial services industry regulatory compliance & ethics forum 2012

Practising Law Institute2012-01-01
Fundamentals of investment adviser regulation 2013

Practising Law Institute2013-01-01
Broker-dealer and adviser regulatory compliance forum 2013

Practising Law Institute2013-01-01
Understanding financial products 2013

Practising Law Institute2013-01-01
Financial services industry regulatory compliance & ethics forum 2013

Practising Law Institute2013-01-01
Municipal securities activity by broker-dealers and advisors 2013

Practising Law Institute2013-01-01
Securities law and practice 2014how the SEC works

Practising Law Institute2014-01-01
Broker-dealer advisory services 2014current legal and compliance issues facing dual registrants

Practising Law Institute2014-01-01
Basics of mutual funds and other registered investment companies 2014

Practising Law Institute2014-01-01
Fundamentals of broker-dealer regulation 2014

Practising Law Institute2014-01-01
Fundamentals of investment adviser regulation 2014

Practising Law Institute2014-01-01
Financial services fiduciary dutiesnavigating the emerging regulatory maze

Practising Law Institute2014-01-01